Saturday, October 31, 2009

The pleasures of engaging in English wordplay

Most of the language we use and encounter in news reportage and in our day-to-day business transactions depends on the surface meanings of words and sentences. We rely largely on denotations or direct specific meanings, as opposed to connotations or implied or associated ideas, to get our ideas across clearly. This, of course, is mass communication and business communication as they should be—they need to stick to denotations as common ground for understanding and for reaching agreement. Indeed, we would be inviting confusion and misunderstanding by trying to foist unfounded or unwarranted connotations on a motley crowd.

Within more familiar and intimate circles, however, we can be more figurative and rhetorical in expressing our ideas with little risk of being misunderstood. We can actually make our messages more forceful, convincing, palatable—better still, even pleasurable—by occasionally spicing them with a simile, metaphor, and some other form of wordplay. Obviously, though, we can confidently engage in wordplay or be comfortable when at its receiving end only if we ourselves are familiar and conversant with its various forms and existing repertoire.

Wordplay is without any doubt one of the greatest pleasures of English. For us to fully partake of it, however, we need to continually widen our English vocabulary and our knowledge of the English idioms and figures of speech. To quote from the essay below that I wrote six years ago, “few can enjoy English-language wordplay at all unless they have already graduated from using English simply as a rickety pushcart for conveying information.”

The two-part essay that I am posting here is meant to be a brief orientation on the art of wordplay for serious learners of English. I thought it might also be of interest to Forum members who want to renew their love affair or passing acquaintance with an art form that’s now in danger of getting extinct in our part of the world due to misuse and disuse.

The power of wordplay

Part I

We can invest feeling and emotion in what we say by using such figures of speech as the simile, metaphor, and hyperbole. These are not new forms of expression at all. As early as 2,000 years ago, in fact, the Greeks had already made such a fine art of their language by cultivating as many as 80 rhetorical devices—“the flowers of rhetoric,” they called them. The figures of speech, of course, derive their power by unexpectedly comparing a subject to things already familiar to us, while rhetorical devices can stir our emotions with the surprisingly felicitous ways they arrange words in a sentence or passage.

Let’s now take a closer look at wordplay, or the witty, clever, malicious, insidious, or cruel manipulation of words themselves as phonemes or carriers of meaning.

The most common form of wordplay, of course, is punning. This is the often humorous play on a word’s different meanings or on the similar meanings and sounds of different words—with the requisite mild touch of mischief or malice, of course. The more razor-sharp and wounding the pun is to the target, the better and more satisfying it is to the third-party listener. For instance, if a club chair, unable to stop a talkative but incoherent member from dominating a meeting, tells all and sundry, “Blessed are they who have nothing to say and who cannot be persuaded to say it,” how do we react? We feel good not only at the wounding of the target’s ego but at the insult—at the power of the words to inflict the wound.

But puns fall flat if the speaker and listener don’t have a common referent and depth of understanding of the language. Many of Shakespeare’s puns, for instance, mean little now except to the most studious ears. In Hamlet, for example, Hamlet accuses Ophelia of unfaithfulness and verbally savages her: “Be thou as chaste as ice, as pure as snow, thou shalt not escape calumny. Get thee to a nunnery, go.” Hamlet built his pun around the word “nunnery” to wound Ophelia’s self-esteem and give vent to his rage. Yet up to now, over 400 years later, scholars, dramatists, and English professors still argue over what Shakespeare had really meant when he used “nunnery.” Some take it at face value: a place where disgraced women can take refuge from the jeers of society. Some take it on the figurative level to mean “Get out of here!” Others interpret it on the relational level as “You disgust me!” Researchers of Shakespearean English, however, have found that “nunnery” was a contemptuous allusion to “brothel” or “whorehouse.” This verbal cruelty, of course, is all but lost to the modern reader of Hamlet.

Now see how contemporary puns can elicit mirth or laughter (or our anger, if we ourselves are their targets) without having to go through the same analysis that we have done above: “Cole’s Law: Thinly sliced cabbage.” “Does the name Pavlov ring a bell?” “My accountant always writes religious phrases down the left side of the page. That’s his prophet margin.” “Shin: A very sensitive device for finding furniture in the dark.” “I used to think I was indecisive ... but now I am not sure.” Don’t they all have a delicious ring?

People also use wordplay simply for the sound of it, as in these juxtapositions of similar-sounding phonemes: “Is a sea of sequoias aqueous?” (William Waite). “Reverse errors to persevere” rearranged to “Errors prosper over beer” (Mike Rios). Then there is recreational linguistics, or “letterplays,” where words are manipulated by transposing their letters or syllables; the wordplay literature is full of them.

But an even more hilarious form of wordplay is taking any word from the dictionary and altering it by adding, subtracting, or changing only one letter, then supplying a definition for the newborn word. The Washington Post, which runs a “Style Invitational” on this type of wordplay, drew out from readers the following gems in the 2003 edition of the contest: “Intaxication. Euphoria at getting a tax refund, which lasts until you realize it was your money to start with.” “Cashtration (n.): The act of buying a house, which renders the subject financially impotent for an indefinite period.” “Glibido: All talk and no action.” “Arachnoleptic fit (n.): The frantic dance performed just after you’ve accidentally walked through a spider web.” “Giraffiti: Vandalism spray-painted very, very high. “Sarchasm: The gulf between the author of sarcastic wit and the person who doesn’t get it.” “Caterpallor (n.): The color you turn after finding half a grub in the fruit you’re eating.” Marvelous, marvelous!

To fully appreciate and enjoy these verbal pyrotechniques, of course, we must continually widen not only our grammar but our semantic grasp of English. Few can enjoy English-language wordplay at all unless they have already graduated from using English simply as a rickety pushcart for conveying information. (October 13, 2003)

From the weekly column “English Plain and Simple” by Jose A. Carillo in The Manila Times, October 13 and 16, 2003 © 2003 by the Manila Times Publishing Corp. All rights reserved.

Next Week: The Power of Wordplay - Part II

Saturday, October 24, 2009

Moderating the journalist’s zeal to hook the reader

In print journalism, it’s perfectly understandable to come up with attention-getting lead sentences or paragraphs for major news and feature stories. This is because newspapers need to entice readers to read those stories among so many others competing for attention. Indeed, if a particular story fails to I interest the reader to go over at least the lead sentence or paragraph, the whole production effort for those stories would just go to waste.

Of course, the journalism trade has a wide arsenal of tricks for legitimately attracting the readers’ attention—catchy headlines, wordplay, name-dropping, punchy sentence constructions, photos and illustrations, razzle-dazzle story layouts, the works. The audacity by which newspapers carry out these tricks may sometimes raise eyebrows, but on the whole, readers grow tolerant or even become blasé toward reportorial or editorial excess.

But even if we can live with the habitual sensationalism of some newspapers, I think we must draw the line when they begin to grossly misinterpret, distort, or falsify facts for the sake of dramatization or some hidden agenda. It is important to do this particularly in the case of stories that are deeply imbued with public interest, such as public health and safety concerns, accounts of natural disasters, and political and social conflict. As a case in point, I’m calling attention to a Metro Manila broadsheet’s over-the-top news reporting about the San Roque Dam’s water releases at the height of Typhoon Pepeng (see my critique of it in My Media English Watch last week). I believe that newspapers should watch out against such inaccurate, misleading reporting in their pages and institute much stronger measures to avoid their recurrence.

In the essay below that I wrote in 2004, “Writing to Hook the Reader,” I enthusiastically justified the need for communicators in general to catch the readers’ attention as a crucial first step to getting them to read their stories or messages, and then to write creatively and persuasively so they can keep the readers reading from beginning to finish. But in these unsettled times when the Philippines is reeling from natural disasters, I now find that I must tone down and qualify some of the things I said then. Yes, journalists still must write to hook the reader, but their zeal in doing so should be moderated by an uncompromising commitment to accuracy and truthfulness in their reporting.

Writing to hook the reader

In an essay that I wrote about the language of the Philippine national election campaign in 2004, I briefly discussed the classic advertising acronym AIDA, which I said was an opera of sorts in four acts: A for “Attention,” I for “Interest,” D for “Desire,” and a different A for “Action.” It struck me at the time that like advertising people and propagandists, all communicators in general—and that, of course, includes fiction and nonfiction writers and writers for the mass media as well—must do their own unique performance of AIDA to get their message across and get people to think things their way. And that, of course, wouldn’t happen at all if they didn’t perform the very first of the four acts of the writing opera: the “Attention” cue, or getting the reader interested to read them in the first place.

I am thus tempted to begin discussing AIDA’s first A by saying that writers should come up with a creative opening that will hold readers by their lapels and never let go, but that would really be begging the point. Creativity is an elusive thing. It worked for the American novelist Herman Melville when he began his classic Moby Dick with this disarming three-word opening, “Call me Ishmael.” It worked for the Austrian writer Franz Kafka with this intriguing opening of The Metamorphosis, “As Gregor Samsa awoke one morning from uneasy dreams he found himself transformed in his bed into a gigantic insect.” And it worked for American legal-thriller writer Scott Turow in this compelling first paragraph of his novel Personal Injuries, “He knew it was wrong, and that he was going to get caught. He said he knew this day was coming.”

But what’s creative and interesting to us may either be too simple and too inconsequential to some, or too complex and too high-flown to others. There really is no single, fixed formula for it. The only mandatory thing is that whatever the chosen approach and style, the writer must be keenly aware of his or her primal obligation to keep the reader reading from beginning to finish.

I remember very well a consummate master of the “Attention” cue, but he was actually not a nonfiction or fiction writer; he was a noted Filipino industrial designer who used to ply the lecture circuit many years ago. His subject during a seminar-workshop I attended one hot summer afternoon was—if my memory serves me well—advertising communication, with focus on AIDA. We were just through with lunch after a hectic morning schedule, so most of us in the audience were naturally fagged and inattentive.

At that point, there came this bemoustached, bespectacled gentleman in his mid-forties carrying a tall stack of books, lecture notes, marking pens, boxes of marbles and paper clips—all those many little things you’d expect an intense university professor to haul into a classroom. He bellowed “Good afternoon!” to us, then promptly stumbled halfway to the lectern on the farther side of the room. As he made an effort to check his fall, all the things he was carrying flew helter-skelter over to us in the audience. That startled everyone, of course, so everybody’s impulse was to help the seemingly hapless and goofy lecturer gather his things. We were scampering all over the place picking them up, while he quietly took his time to regain his lost dignity and compose himself behind the lectern.

And when we had retrieved most of his things and had returned them to him, the sly fox spoke to us as if nothing untoward at all had happened: “Well, thank you, ladies and gentlemen! And now that I have your attention, I think you are now all ready for my lecture.” As might be expected, despite the ungodly timeslot, he and his talk turned out to be the most interesting and illuminating part of that seminar-workshop.

Of course I’m not saying that we should emulate that lecturer’s guts in pulling off such a messy attention-getting caper; I find it too high-handed and I simply can’t imagine myself doing it in any situation. Still, I think it drives home my point very well. Whether we are selling a presidential candidate, hawking a consumer product, writing a feature story or newspaper column, perhaps writing literary fiction, we simply can’t escape the need to get the reader’s attention. If we can’t get it, the whole writing effort is wasted. That’s where performing our little “Attention” act from AIDA comes in. Call it showmanship, call it skill, call it art, call it creativity, call it by any other name—but do it, and give it the best you can. (April 19, 2004)

From the weekly column “English Plain and Simple” by Jose A. Carillo in The Manila Times, April 19, 2004 © 2004 by the Manila Times Publishing Corp. All rights reserved.

Friday, October 16, 2009

Using “which” and “that” without fear

Because American English and British English differ in their use of the relative pronouns “which” and “that,” many of us who get exposed to both English standards get confused as to which of the two is the proper usage for particular relative clauses. Indeed, in my younger years as a writer and editor, this was my own grammatical Waterloo. Through so many encounters with the relative pronouns in my line of work, though, I have since attained a much clearer understanding of how to use them correctly. So, at about this time last year, I decided to share what I learned about them in the three-part essay below that I wrote for my English-usage column in The Manila Times.

I am posting the essay here to help Forum members gain more confidence in constructing sentences with relative clauses.

Learning to Use the Relative Pronouns Confidently

Part I

One of the most common mistakes I encounter in my work as copyeditor and grammar consultant is the misuse of the relative pronouns. Not a few of the manuscripts I edit often embarrassingly fumble or stumble when using “who,” “which,” or “that” to relate a qualifying clause to an antecedent noun in the sentence. And I must admit that early in my writing career, I used to get pretty mixed up with the relative pronouns myself. Simply on gut feel, I would indiscriminately use “which” and “that” to announce my relative clauses, so I can imagine that my grammar then was probably correct no more than 50 percent of the time.

I can see now that I got into this predicament largely because in my youth, I had read a lot of novels by British authors. It’s not that I didn’t enjoy them or profit from them in terms of getting a better grasp of the English language, but as I was to find out to my consternation many years later, British English uses “which” and “that” in almost the opposite way American English does.

So I think it’s high time we did a full-dress review of the relative pronouns. We’ll do it specifically in the American English standard, which is the standard we are using in the Philippines.

The relative pronouns are, of course, “who,” “which,” “that,” “whom,” “whoever,” “whomever,” “whatever,” and “whichever.” Each of them serves to relate a dependent or subordinate clause to an antecedent noun in a sentence, which can either be the subject or object of that dependent clause. And taken together, the relative pronoun and the dependent clause it introduces constitute what is called a relative clause.

Let’s examine this sentence that has a relative clause attached to it: “People who complain loudest about a problem often don’t do anything to solve it.” Here, the relative clause is “who complain loudest about a problem” and “who” is the relative pronoun that relates it to the antecedent noun “people,” which is the subject of the sentence. What the relative clause does here is to specify the particular people being written about; functionally, it provides additional information about the antecedent noun so the reader can understand the context of the statement better.

Now, in English, the choice of relative pronoun depends on two things: (1) whether the additional information being given is essential or not essential to the understanding of the idea or context of the main clause; and (2) whether the antecedent noun is a person or an animal or inanimate object. Either way, however, the relative pronoun can function as a subject or an object or can take its possessive form.

At any rate, a relative clause that provides essential information to the main clause is what is known as a defining or restrictive relative clause, as in the example we looked at earlier: “People who complain loudest about a problem often don’t do anything to solve it.” Here, the relative clause “who complain loudest about a problem” can’t be taken out from the sentence, for to do so will seriously change the meaning of what’s being said. Indeed, if we drop that relative clause, we would end up with “People don’t do anything to solve [a problem]”—a sentence that unreasonably and illogically generalizes on human behavior.

On the other hand, when the information in the relative clause is not essential to the idea or context of the main clause, we have what is called a nondefining or nonrestrictive relative clause. In such cases, a comma is normally needed to separate the relative clause from the main clause, as in this sentence: “The company decided to fire its legal counsel, who bungled the court filings in a crucial corporate dispute.” Here, the main clause can stand even without the relative clause. (September 20, 2008)

Part II

In the previous essay, we discussed the difference between the two kinds of relative clauses: a defining or restrictive relative clause provides essential information to the main clause of a sentence, while a nondefining or nonrestrictive relative clause provides information not essential to the idea or context of the main clause. We then saw that when the antecedent noun is a person, a defining relative clause is inseparably linked to the main clause by the relative pronoun “who,” as in “Young people who spend too much time playing computer games tend to have very short attention spans.” A nondefining relative clause is similarly introduced by the relative pronoun “who,” but it must always be set apart from the main clause by a pair of commas, as in “The great Jose Rizal, who has been called ‘The Pride of the Malay Race,’ was actually of Chinese ancestry.” Those commas indicate that the main clause can stand even without the relative clause.

(Again, to get a surer feel of the difference between a defining clause and a nondefining clause, see what happens when we drop the relative clauses from each of the examples above: “Young people tend to have very short attention spans.” “The great Jose Rizal was actually of Chinese ancestry.” With the relative clause gone in the first sentence, the statement has become too overgeneralized to be true; in contrast, even without the relative clause, the second statement remains perfectly valid.)

So far, though, we have only discussed the use of relative pronouns when persons are the antecedent subjects. When the subject is an animal, a place, an inanimate object, or a concept, we can no longer use the relative pronoun “who” to link the relative clause to its antecedent subject. Instead, we use either the relative pronouns “that” or “which” depending on the kind of relative clause we are using in the sentence.

In American English specifically, we use “that” to link a defining or restrictive clause to a nonhuman antecedent subject, as in the following examples: “The Siamese cat that our father found on a street gutter a year ago became the family’s favorite pet.” “The treehouse that the Sanchez brothers built during their teens was gone.” “The great idea that was propounded by the neophyte legislator got mangled due to too much politicking.” In these sentences, the relative clause is crucial to understanding the idea or context of the main clause; dropping the relative clause can seriously alter the import or significantly detract from the intended meaning: “The Siamese cat became the family’s favorite pet.” “The treehouse was gone.” “The great idea got mangled due to too much politicking.”

On the other hand, we use the relative pronoun “which” to link a nondefining or nonrestrictive clause to a nonhuman antecedent subject, as in the following examples: “The Decline and Fall of the Roman Empire, which was written by the British historian Edward Gibbon in the 18th century, has been hailed as one the greatest historical works produced by Western man.” “A subspecies of the chevrotain, which is also known as the mouse deer, is indigenous to Palawan and nearby islands.” The pair of enclosing commas is mandatory in such constructions; it sets the relative clause apart from the main clause and indicates that the relative clause is not essential to the idea of the main clause.

Indeed, when the relative clauses are dropped from such sentences, we will find that the main clauses can very well stand by themselves: “The Decline and Fall of the Roman Empire has been hailed as one the greatest historical works produced by Western man.” “A subspecies of the chevrotain is indigenous to Palawan and nearby islands.”

In the next essay, we will discuss how the American English usage of the relative clauses differs from that of British English, and how we can streamline sentence constructions that use relative clauses. (September 27, 2008)

Part III

A rather sticky point about the relative pronouns “that” and “which” is that their American English usage differs in one important respect from British English usage. Indeed, one who gets heavily exposed to books and periodicals in both English standards—as I had been in my younger days—would experience some difficulty in choosing between “that” and “which” to link relative clauses.

This is because as we saw in the previous column, American English specifically prescribes using “that” to link a defining or restrictive clause to a nonhuman antecedent subject, and restricts the use of “which” to linking a non­defining or nonrestrictive clause to a nonhuman antecedent subject. In contrast, British English uses “which” to link both defining and nondefining clauses in such situations: a defining “which” when no comma or pair of commas separates it from the relative clause, and a nondefining “which” when a comma or pair of commas (as the case may be) separates it from the relative clause.

In British publications, therefore, we will normally come across “which” introducing defining relative clauses, as in this sentence: “Nevertheless, [Charles Darwin’s] is the version of natural selection which has since been supported by a century and a half of observation and which is now accepted by virtually every scientist on earth.” (“How Darwin won the evolution race” by Robin McKie, The Observer, June 22, 2008). In contrast, American publications normally would use “that” for the two relative clauses in that sentence: “Nevertheless, [Charles Darwin’s] is the version of natural selection that has since been supported by a century and a half of observation and that is now accepted by virtually every scientist on earth.”

From my recent readings, though, I get the feeling that some British writers—probably due to the influence of American media—are no longer entirely averse to using “that” to introduce defining relative clauses. Consider this passage: “Heather McGregor, a City headhunter, echoes this analysis with the arch observation that ‘the UK bank that has come out of the current crisis strongest is the one that has most aggressively promoted women into positions of senior management: Lloyds TSB.’” (“What caused the crunch? Men and testosterone” by Matthew Syed, The Times-UK, Sept. 30, 2008). A thoroughly British writer would have used “which” to introduce the two defining clauses within the quoted material in that sentence.

Now, as I mentioned in my previous essay, there’s a way to avoid having to make a choice between “which” and “that” when linking restrictive relative clauses to their antecedent subject: to drop the relative pronoun altogether. See how this works in the following sentence: “The charming little beach that we used to visit in summer is now a crowded, high-end resort.” With “that” dropped: “The charming little beach we used to visit in summer is now a crowded, high-end resort.” Another example: “The emergency financial maneuver that was proposed by the chairman was rejected by the company’s stockholders.” With “that” dropped: “The emergency financial maneuver proposed by the chairman was rejected by the company’s stockholders.”

The two “that”-less sentences above are, of course, a form of elliptical construction, which we will recall is a streamlining procedure that makes a sentence more concise and easier to enunciate by omitting words that are obviously understood. This particular construction, though, is advisable only for informal writing and spoken English, and doesn’t work in all cases. In particular, we can’t omit “that” when the relative clause begins with an adverbial phrase, as in this sentence: “The speaker insisted that ultimately the people would suffer from the rejection of the emergency economic measure.”

See what happens when we drop “that”: “The speaker insisted ultimately the people would suffer from the rejection of the emergency economic measure.” The result is a squinting modifier, where the adverb “ultimately” could be understood as modifying either the verb before it or the entire phrase that follows it. (October 4, 2008)

From the weekly column “English Plain and Simple” by Jose A. Carillo in The Manila Times, September 20 and 27, 2008, October 4, 2008 © 2008 by the Manila Times Publishing Corp. All rights reserved.

Friday, October 9, 2009

Rx for the hyphen in written English

Next to the comma, the hyphen is probably the most unappreciated and neglected element of the English language. This is because this punctuation mark hardly figures at all in speech; no one really bothers—and hardly need to bother at all—to make the presence of the hyphen felt when uttering English words compounded by a hyphen. The tongue simply enunciates hyphenated words with a millisecond gap or so, as in “flood-ravaged cities,” and the hyphen’s job is done.

In written English, however, the presence of the hyphen where it should be—when using nouns to modify adjectives, and when using phrases to modify nouns—spells the difference between good and bad English and between the disciplined and undisciplined writer. It is for this reason that I wrote the essay below, “Hyphenating for clarity,” in my column in The Manila Times over two-and-a-half-years ago. I suggest you read it to find out how your English fares with respect to hyphen usage and how grammatically disciplined you are in your written English.

Hyphenating for clarity

The clarity and precision of our written sentences are greatly dependent on how well we modify their various elements. Usually, of course, we modify nouns and pronouns with single adjective or adjective phrases (“The long wait is over.” “It was worth the trouble.”) and verbs with single adverbs or adverb phrases (The day was exceedingly bright.” “The fugitive was summarily brought to justice.”). Such grammatically simple modifications rarely leave room for doubt as to our intended meaning.

Every now and then, however, we need more complicated modifiers to convey precisely what we have in mind, as in this sentence: “Give me a real world example of a nation that was able to lift itself by its bootstraps.” The problem is that while the noun phrase “example of a nation” looks like it’s being modified by another noun phrase, “real world,” the context is so difficult to pin down. Are we referring to a “world example of a nation” that is real, which sounds nonsensical, or to an “example of a nation” in the real world, which seems to make sense but only vaguely?

Thankfully, English has a handy grammatical tool for fixing problems caused by the unusual compounding of its words: the hyphen. When we use the hyphen to form the composite word “real-world,” in particular, the semantic problem with the sentence we examined earlier simply vanishes: “Give me a real-world example of a nation that was able to lift itself by its bootstraps.” This time, it’s clear that “real-world” is meant to be a compound noun modifying the noun “example.”

Hyphenation can help us achieve clarity in meaning in two major grammatical situations: (1) when we use nouns to modify adjectives, and (2) when we use phrases to modify nouns. There are some generally accepted rules for hyphenating such compound modifiers.

Hyphenating nouns used to modify adjectives. When we use a noun up front to modify an adjective, we need to put a hyphen between them for clarity: “The insulin-dependent patient lived an otherwise normal life.” “The country promoted labor-intensive industries instead of capital-intensive ones.”

Such noun-adjective modifiers, however, typically need to do away with the hyphen when they come after the noun they are meant to modify: “The patient is no longer insulin dependent.” “The industries the country went into are not labor intensive.”

Hyphenating phrases used to modify nouns. When a phrase is meant to modify a noun up front, we need to hyphenate the phrase for clarity: “The big-budget film took five years to finish.” “The astute entrepreneur took advantage of the once-in-a-lifetime business opportunity.” (See what happens when we knock off those hyphens.)

When adverb-adjective phrases are used to modify a noun up front, we need to hyphenate them if the adverb doesn’t end in “-ly”: “Her long-ailing husband made a dramatic recovery.” “The short-tempered boxer got knocked out early in the second round.” But we should never do so when the adverb ends in “-ly”: “The US dollar is the nearest we have to a globally accepted currency.” “A hastily organized press conference was called by the beleaguered senatorial candidate.”

When one of the adjectives in a two-adjective modifying phrase is meant to modify the other, we need to place a hyphen between them for clarity: “The man lost his light-red jacket in the mall.” When both adjectives modify the same noun, however, we need to skip the hyphen: “The man lost his light red jacket in the mall.” (Figure that one out.)

Using the suspensive hyphen. To streamline sentences, we can use the so-called suspensive hyphen for a series of two or more hyphenated compound modifiers with the same base element: “Small- and medium-scale industries deserve government subsidy.” “We need five-, six-, and nine-meter poles for this project.” Here, the words “scale” and “meter” are base elements of the modifiers that are used only once for conciseness.

From the weekly column “English Plain and Simple” by Jose A. Carillo in The Manila Times, February 2, 2007 issue © 2007 by the Manila Times Publishing Corp. All rights reserved.

Saturday, October 3, 2009

Make yourself confident in using “like” and “such as”

When writing a formal letter or report that requires a comparative statement or examples, you probably often agonize whether to use “like” and “such as” in your sentences. And I’m sure the following questions invariably pop up in your mind: Precisely when is it correct to use “like” and when to use “such as”? Are there specific and firm rules for the usage of each, or are they freely interchangeable?

These are the questions that I sought to answer in the essay below that I wrote for my English-usage column in The Manila Times in 2005. I suggest you read it and carefully study its prescriptions for the usage of “like” and “such as.” Once you have internalized those prescriptions, you can be confident of not taking a tumble ever again in your usage of these two slippery grammar trippers.

“Like” and “such as” are such slippery grammar trippers

Surely one of the most slippery grammar trippers we will encounter in English is choosing between “like” and “such as” in forming comparative statements or giving examples. Which of them, for instance, is correctly used in the following two sentences? “Exemption from flight pre-boarding procedures like a thorough body search is usually granted to diplomats.” “Exemption from flight pre-boarding procedures such as a thorough body search is usually granted to diplomats.”

If you still haven’t figured out the correct usage, you may take comfort in the fact that you’re not alone in the predicament. The use of “like” and “such as” is actually considered correct in both sentences, but the choice between them has remained debatable all these years. We therefore need to carefully study both sides of the debate so we can put ourselves on more solid semantic footing regarding the usage.

Some grammarians insist that “such as,” which means “for example,” is the only correct usage in such constructions: “Exemption from flight pre-boarding procedures such as a thorough body search is usually granted to diplomats.” They maintain that “like” should never be used as a substitute for “such as,” arguing that “like” doesn’t convey the idea of giving an example at all. Instead, they say, “like” in this usage can only imply similarity, resemblance, or comparison, as in “Her pillow lips look like Angelina Jolie’s.”

Other grammarians are not as restrictive in their prescription for using “like” and “such as,” but they do recommend the following more precise usage for them: (1) Use “such as” to introduce one or more examples that represent a larger subject, as in “Eduardo has a collection of vintage cars such as the 1955 BMW 507 and the 1915 Vauxhall”; and (2) Use “like” to convey the idea that two subjects are comparable, as in “Alberto wants to be a vintage car collector like Ramon.”

Take note, though, that these same grammarians consider “like” to be a close semantic equivalent of “such as.” They are therefore not averse to substituting “like” for “such as” in the sentence given in Item 1: “Eduardo has a collection of vintage cars like the 1955 BMW 507 and the 1915 Vauxhall.” On the other hand, they would find it unthinkable for anyone to substitute “such as” for “like” in the sentence given in Item 2 above. To them, the resulting sentence is unacceptable because it isn’t natural-sounding or idiomatic: “Eduardo wants to be a vintage car collector such as Ramon.”

At any rate, “like” in modern spoken English has practically taken over the role of

“such as” in comparative statements. The forms “such as” and “such...as” are now largely confined to formal writing. “Like,” in contrast, is now the preferred form for informal usage in which the example being given is offered not simply as an example but as the topic of the sentence itself, as in this case: "We are delighted to have a generous benefactor like Bill Gates." Using “such as” instead of “like” in such sentences must be firmly avoided, for it gives the sentence a false ring: “We are delighted to have a generous benefactor such as Bill Gates.”

In formal writing, of course, we are well advised to distinguish carefully between “like” comparisons and “such as” comparisons. In a “like” comparison, only one person or object from the class is usually named, and that person or object is understood to be excluded from the group being discussed. Take this example: “If you are a student taught by a brilliant mathematics teacher like Prof. Alberto Reyes, you would learn differential calculus in no time at all.” This comparison is about the possibility of students being taught by mathematics teachers whose brilliance is comparable to Prof. Alberto Reyes’s, with Prof. Reyes himself specifically excluded from the comparison.

On the other hand, in a “such as” or “such...as” comparison, one or several persons or objects can be named in the comparison, and all of those persons or objects are understood to be included in the group being discussed. Take these two sentences:

“With highly capable mathematics professors such as Prof. Alberto Reyes and Prof. Eduardo Cariño handling the differential calculus classes, we can expect a much higher percentage of passing among the students.”

“With such highly capable mathematics professors as Prof. Alberto Reyes and Prof. Eduardo Cariño handling the differential calculus classes, we can expect a much high percentage of passing among the students.”

In both sentences, the comparison this time is about brilliant mathematics teachers as a class whose members include both Prof. Reyes and Prof. Cariño.

Now that we can clearly distinguish the semantic difference between “like” and “such as,” we should now be able to use them without fear of tripping in our grammar.

From the weekly column “English Plain and Simple” by Jose A. Carillo in The Manila Times, September 26, 2005 issue © 2005 by the Manila Times Publishing Corp. All rights reserved.